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INSTITUTIONAL PERFORMANCE
Accountability
can mean different
things to different people and to the same people in different situations. A
common occurrence is for people to agree about the importance of accountability,
but to differ on how they envision the concept’s being used in practice.
Accountability is frequently limited to the acts of measuring, reporting, and
responding to schools’ and students’ test scores. Once scores are
reported, the schools or students are ‘held accountable’ through
systems of rewards and sanctions, or perhaps simply publicity. Significantly,
such accountability most often flows in a particular direction; students, and
then their teachers and parents, are likely to be ‘held accountable’
by school boards, the State, or the public. There are few mechanisms for
students, teachers, or families to use tests or other performance measures to
hold anyone else accountable. The current statewide Academic Performance Index
(API), the School Accountability Report Cards (SARC), and Intensive
Intervention/Underperforming Schools Program (II/USP) are the state’s
first, imperfect steps toward a useful accountability system supporting
education in California.
We believe California must move beyond this limited view of accountability,
to a system of shared accountability in which improved learning results are
tightly linked to improved conditions for learning. Systemic, shared
accountability includes those things that the State and school districts do to
provide high-quality education for all students as well as to
evaluate school offerings and student performance. It focuses on the
provision of high-quality education to all students.
Efforts to improve accountability in public education are complicated by
overlapping responsibilities among local, regional, and state entities and a
lack of alignment between the responsibilities assigned to various entities and
the authority they have been provided to carry out those responsibilities.
Every effort to solve the special problems that exist at different levels of our
public education in isolation one from the other are met with a stubborn reality
– that the problems are not soluble until education is understood as a
unified process. How we structure and govern education is crucial to our
commitment to infusing greater accountability in public education. We endeavor
in this Plan to clarify what responsibilities should be assigned to what
entities at the state, regional, and local levels.
On a daily basis, elected officials, agency heads, school district and
campus academic leaders, professional educators and, most important of all, the
citizens of California are being asked to pass judgment on a bewildering array
of new educational initiatives without the comprehensive, reliable, flexibly
arranged, easily accessible, and timely data needed to make informed judgments.
California collects a considerable amount data on students, schools, and
colleges, but these data better serve the need to meet various state and federal
reporting requirements than to evaluate the quality and effectiveness of public
and private education in fostering student achievement.
Shared Accountability
An accountability system for California must be guided by valid,
comprehensive, understandable, and regularly reported data on a set of
indicators that permit useful, informed decisions and judgments about student
learning and the conditions under which the students learn. Ultimately,
adequate and well-advised support for public schools depends upon the
public’s will to shape California’s educational and other policy
priorities and to make wise investments on behalf of high-quality and equitable
schooling. A system of multiple indicators for accountability and improvement
is crucial to marshalling public will and to wise investments in the schooling
that most benefits students and the state. To develop such a system of
accountability for California, the State must be guided by the following
principles:
- Testing may be a necessary part of an
accountability system; however, testing does not equal accountability;
- Accountability systems increase the
probability of, but do not guarantee, high-quality practice leading to positive
outcomes;
- Effective accountability systems call
attention to needs and direct resources for addressing those needs, rather than
simply initiating punitive measures;
- Indicators, like test scores, are information
for an accountability system; they are not the system itself;
- Tests can enhance or undermine learning and
accountability, depending on what they measure, how they are used, and how they
are administered; and
- Accountability occurs only when policy makers
and education providers act on information in ways that create better
opportunities and outcomes for individuals and groups of
students.
We propose that educational indicators include both
input and outcome measures. The reasons for the inclusion of input measures is
that some aspects of schools – for example, the provision of minimally
adequate and safe facilities, and access to a curriculum of sufficient breadth
– should be considered basic requirements of all districts and basic
rights of all students, whether or not they influence outcome measures. Outcome
measures may therefore be insufficient to reflect compliance with these basic
requirements and rights, and therefore input standards are needed as
well.
We propose input standards of two types. The first, which we call
guidelines, would be used as a model against which a district could
compare its own expenditure choices. The elements in these guidelines would be
based on the proposed Quality Education
Model
[32] that would generate
funding levels in California. The second set of input standards would establish
minimum requirements for all districts and schools, which they could not
fall below under any conditions. The combination of
guidelines and
minimum requirements would therefore provide districts with flexibility
in devising their priorities for spending, while also protecting students by
establishing certain absolute minimum requirements.
To build this shared accountability system, we believe the following
actions should be taken:
RECOMMENDATION 28The State should establish a system of
regularly reported indicators for K-12 accountability and improvement. The
State should develop and report yearly on a comprehensive set of educational
indicators, constructed from the data provided by an integrated, longitudinal,
learner-focused data system and from other school-level data about educational
resources, conditions, and learning opportunities.
Such indicators
must be easy to understand and trusted as relevant. They must enable
policymakers, professionals, families, and the public to monitor the status and
quality of the educational system and provide information to guide the
improvement of policy and practice.
Useful accountability systems
monitor all levels (student, education personnel, school, district, state
education agencies, legislature, and governor) of the educational system, and
include appropriate indicators that measure the effectiveness of each level
(PreK-16) in exercising its responsibilities. Consequently, the State’s
indicators should enable the public to hold policymakers and governing bodies
accountable for providing the commitment, policy mechanisms, resources, and
conditions necessary to
a high-quality
system of education, as well as to hold schools, educators, and students
accountable for the outcomes that result. Additionally, the indicators should
provide comprehensive information about all schools, not just about those that
are low-performing. Although there are many exemplary schools, the State needs
information about these schools just as it needs information about schools in
which students are underserved. Finally, the indicators should permit analysis
of opportunities and outcomes
by
racial, ethnic, linguistic, and gender populations, and among students
assigned to various programs within schools. Given the intended purposes of
these indicators, we further recommend the following:
RECOMMENDATION
28.1 – The State should expand the K-12 Academic Performance Index (API)
so that it includes graduation rates, grade promotion, and other indicators of
outcomes, in addition to multiple measures of student
achievement.RECOMMENDATION 28.2 – The State should create
and report a K-12 “Opportunities for Teaching and Learning Index”
(OTL) that would parallel the API. This index will report schools’
performance regarding high-quality learning resources, conditions, and
opportunities, based on standards that specify what government agencies –
the State and school districts – must provide all schools. As with the
API, the OTL should be reported in ways that permit statewide school
comparisons, and comparisons with high- and average-performing schools.
RECOMMENDATION 28.3 – The State should collect appropriate
and relevant data to assess the effectiveness of California’s programs for
young children, and integrate these data collection and analysis efforts with
the K-12 API and OTL efforts.RECOMMENDATION 28.4 – The
State should create benchmarks and criteria for prototype schools that will
serve as desirable models of the goals every school is expected to achieve. The
State should also collect and disseminate information about actual schools with
effective programs and practices that promote student
achievement.RECOMMENDATION 28.5 – The State should further
develop a long-term strategic plan for the meaningful use of accountability data
and indicators by state and local policymakers, educators, and all Californians
to determine the impact of programs and interventions designed to improve
learning conditions and outcomes. The plan should also contain strategies for
remedying identified inadequacies.
RECOMMENDATION 28.6 – The State should further develop a series of
progressive interventions in K-12 that support low performing schools’
efforts to build their organizational capacity, develop high-quality programs,
and support student learning, particularly in schools of greatest need. The
State should also develop a series of progressive rewards that recognize schools
for high achievement.
RECOMMENDATION 28.7 – The
accountability system must enable policymakers and the public to detect
performance barriers beyond the level of the school, and distinguish carefully
among actors or agencies primarily causing them. At a minimum, the State should
measure, report, and use all performance and OTL indicators at the state and
district levels, as well as at the school level, and develop mechanisms to hold
state agencies and districts directly accountable for their schools’
performance.
RECOMMENDATION 28.8 – The State should establish a consistent and
straightforward way for local schools to describe their expenditure and
programmatic decisions, to compare them with the state’s guidelines,
minimum standards, and outcome goals, and to clarify the trade-offs implicit in
budget decisions.
RECOMMENDATION 29
Adult continuing education course
standards should be expanded to include student performance measures such as
those developed by the National Skill Standards Board, the Secretary’s
Commission on Achieving Necessary Skills (SCANS), and Equipped for the
Future. Currently there are state-approved model standards for five of the
nine existing categories of noncredit and adult education. The established
standards support programs in English as a Second Language, Adult Elementary and
Secondary Skills, Parent Education, Older Adult, and Adults with Disabilities
programs. With the exception of those for the Adults with Disabilities category,
the standards are now being reviewed and updated by providers of adult education
services. If the program categories are revised to include an emphasis on
workforce learning, these standards should be expanded to include student
performance measures such as those developed by the National Skills Standards
Board, SCANS, and Equipped for the Future. To promote meeting these multiple
standards for adult education, we further recommend:
RECOMMENDATION
29.1 - The State should support an accountability system for adult
education students, based on the foregoing standards, that emphasizes student
performance and rewarding institutions for improving student
achievement.
RECOMMENDATION 30
The State should bring postsecondary
education into an integrated accountability system by developing a set of
accountability indicators that are consistent with state policy objectives and
institutional missions and that would monitor quality and equity in access and
achievement of all students in common academic content areas. All public,
independent, and private institutions should be required to participate in the
reporting of these accountability indicators as a condition of receiving state
moneys either through direct appropriation or student financial aid. The
principle of accountability should apply
at both the K-12 and postsecondary levels, although the particulars
of accountability must differ for the two levels. While elementary and
secondary standards work toward a set of knowledge and skills common to all
students, postsecondary certificate and degree programs are based on student
specialization in particular disciplines, so that multiple measures must be
developed to address the various specializations. All postsecondary education
institutions require their undergraduates to complete a common set of general
education courses, which could serve as a foundation for accountability in
common content areas. Postsecondary institutions should determine additional
measures of accountability for undergraduate major and graduate subject matter
areas, for which their respective faculty establish competencies.
Efforts to bring the postsecondary segments into an integrated
accountability system should move beyond the input measures traditionally used
for accreditation and other purposes, measuring more fully the student and
institutional outcomes that reflect State and institutional priorities.
They should provide information that: assists consumers in making informed
decisions on accessing postsecondary education; assists policy-makers in
determining state policy and fiscal investment decisions; and assists
institutions in their efforts to achieve continuous improvement. An expanded
accountability system should build on the initial accountability mechanisms that
California already has put in place under the aegis of the Community Colleges
Partnership for Excellence and the UC and CSU Partnership models. These models
document enrollment, successful course completion, advancement to the next
academic level within basic skill disciplines, workforce preparation, degree and
certificate attainment, and the achievement of university transfer. In this
regard, we further recommend:
RECOMMENDATION 30.1 – The
State’s accountability framework for postsecondary education should be
improved by modification and expansion of the ’partnership’ budget
approach, currently applied to UC and CSU, to include all postsecondary
education, clarify the link between performance and funding, and adopt realistic
alternatives for times of revenue downturns.
RECOMMENDATION 30.2
– The State should specify the set of indicators of student and
institutional performance on which public colleges and universities must provide
data annually, along with an implementation timeline.
Governance - Aligning
Responsibilities, Authority, and Accountability
K-12 Education
The structure of California’s state-level governance of K-12
public education is one that has no clear lines of accountability due to
multiple entities having overlapping responsibilities. Key players in the
governance of the public schools include: (1) the Governor, who appoints all
members of the State Board of Education, promulgates an annual budget that sets
forth priorities for education, and nearly always is the final arbiter of
differences of opinion about education policy due to his line-item veto
authority; (2) the State Board of Education, which is by law the policy setting
body for public schools but which has very little staff of its own; (3) the
Superintendent of Public Instruction, who is an elected constitutional officer
and manages the Department of Education (CDE) staff, but has little
policy-setting authority; and (4) the Secretary for Education, originally
created by former Governor Wilson in 1991 by executive order as the Secretary
for Child Development and Education, with a small complement of staff whose
duties are largely duplicative of those in the Department of Education. The
Secretary for Education position has never been formally created in statute.
With one exception, every significant state-level review of K-12 accountability
has recommended that the office of Superintendent of Public Instruction be made
appointive, but the State – either through action by its representative
government or direct vote of the electorate – has been unwilling to act to
implement that recommendation. From the evidence presented to the committee we
are convinced that accountability can be substantially increased by aligning the
operations of the State Board of Education and Department of Education with the
Governor, without the need to eliminate the elective position of Superintendent
of Public Instruction. We therefore recommend:
RECOMMENDATION
31Authority over the operations of California’s K-12 public
education system at large, and ultimate responsibility for the delivery of
education to California’s K-12 public education students in particular,
should both reside within the Office of the Governor. The Office of the
Governor should have authority to carry out the following functions, as assigned
to its various sub-entities by the Governor:
- Apportion resources to schools to support
teaching and learning, pursuant to statutory and budgetary direction;
- Manage the state financial accountability
program and school district audit reviews;
- Establish learning expectations for
students and a process for periodic review and modification of these
expectations;
- Adopt K-8 textbooks (a function
constitutionally assigned to the State Board of Education);
- Establish standards for early childhood
education and for its alignment with K-12 schools;
- Administer school improvement programs;
and
- Promote an understanding of effective uses
of data to improve student learning.
Considerable
attention was given to the linkage between the K-12 management function,
currently residing in the Department of Education – which is under the
direction of an independently elected Superintendent of Public Instruction
– and the Office of the Governor. We view this linkage as essential,
since the Department of Education is responsible for so many crucial education
delivery functions, and since failure to perform those functions or to perform
them satisfactorily has led more often to assigning blame between the
Superintendent of Public Instruction and the Governor than to remedy for the
failure. Our concern for assuring equitable opportunities for learning and
achievement of all students requires that lines of accountability lead clearly
to the Governor. To further clarify structures, roles, and responsibilities, we
also recommend:
RECOMMENDATION 31.1 – The Governor should
appoint a cabinet-level Chief Education Officer, to carry out, on behalf of the
Governor, all State-level operations, management, and programmatic functions,
and to serve as the Director of the Department of Education.
RECOMMENDATION 31.2 – The Governor should continue to
appoint, with the consent of the State Senate, the State Board of Education.
The Board’s members should be drawn from and represent distinct
geographical regions, and the functions of the State Board should be limited to
state governance and policy matters.RECOMMENDATION 31.3 –
Once management of the California Department of Education has been transferred
to the Governor’s office, the separate executive director and staff of the
State Board within the Department of Education should be eliminated.
RECOMMENDATION 32 The Superintendent of Public
Instruction should remain an elected position and serve in the role of a State
inspector general for public education by exercising the following functions
related to accountability in California’s K-12 education
system:
- Provide and manage a comprehensive
accountability system of student and institutional measurement, to include
measurement of the inputs, outputs, quality of information, and
governance/policy instruments that aim to ensure adequate and equitable
provision of education;
- Monitor the impact of state policy on the
success of local K-12 programs in fostering student achievement;
- Monitor the implementation of state and
federal programs to ensure that they meet the needs of all targeted
students;
- Report on accountability measures to the
general public, the Legislature, and the Governor;
- Serve as an advisor to the Legislature and
the Governor and as an advocate to promote the State’s Master Plan for
Education and system accountability; and
- Act as the independent spokesperson of
California’s populace, and of students in particular, in public discourse
on educational issues.
The committee carefully considered
testimony and staff analysis regarding reasons to retain a publicly elected
Superintendent for Public Instruction (SPI), while transferring responsibility
for the delivery of education to the Office of the Governor, and the roles that
have been exercised by past incumbents in this position. We are convinced that
a healthy and complementary relationship can exist between the Governor’s
Office and a Superintendent with a newly defined set of focused responsibilities
that will benefit all public school children. Hence, we recommend assignment of
‘inspector general-like’ functions to the SPI position that will
enable the SPI to provide an independent and informed voice on behalf of
students and their families in the annual budget and legislative deliberations
that affect public schools.
RECOMMENDATION 33
Intermediate level educational services should be provided
through regional entities, where appropriate. The State should initiate a
state-level inquiry to examine the best ways to accomplish consolidation of
county offices into regional entities and to organize their services to meet
current and emerging district and regional needs, including fiscal oversight and
management and administrative assistance. The inquiry should also examine the
feasibility of having regional entities monitor, on behalf of the State,
district compliance with certain state quality standards. Based on the findings
of this inquiry, the Master Plan should be amended to incorporate the
recommended course of action. California’s public school system is
too large and complex to be effectively managed centrally at the state level.
This fact is implicit in the constitutional provision of county offices of
education in each of California’s 58 counties. The committee concurs that
there are local needs that are best met and oversight functions that are best
carried out at a level that is not defined by the broad perspective of the
State, nor the more parochial perspectives of local districts. However, we also
believe that some counties and local districts are either too small or too large
to discharge their responsibilities effectively and efficiently.
In the
experiences of many, county offices of education provide a set of services that
are valued by local school districts. Many provide educational services that
would otherwise not be available to students or schools due to small size and
California’s funding mechanism, which does not generate sufficient funding
for small districts to directly provide these services. Larger districts have
developed internal capacities that obviate the need for county offices to do
much more than review annual budgets and hear appeals of district expulsion
decisions. Increasingly, the cost of maintaining a county office of education
in every county in the state must be critically examined for cost effectiveness
and the potential advantages of consolidation into a reduced number of regions.
In addition, the specific responsibilities assigned to county/regional offices
of education should be examined for sufficiency and to consider the extent to
which they might be instrumental in the state’s effort to ensure that all
schools and districts meet minimum standards for a high quality education.
County/regional offices are much better positioned to monitor compliance with
state minimum standards than is a single state entity.
RECOMMENDATION
34 Local school district governing boards should be assigned
administrative authority, a set of management responsibilities, and limited
revenue generation authority to enable them to effectively operate schools that
are responsive both to state-level standards and policy priorities and to local
community needs. These responsibilities should include the
following:
- Develop and adopt district policy on how
best to implement goals of the state K-12 system as a whole within the local
context;
- Recruit/select highly qualified individuals
for senior leadership positions;
- Oversee all district management operations,
with emphasis on maintenance of fiscal integrity;
- Allocate available resources within the
district so as to balance baseline equity—appropriately staffed, safe,
clean, and decent schools for all students—with targeted additional
resources for low-performing schools;
- Focus on ways to foster embedded staff
development activities that are responsive to local circumstances, within
staff’s larger pattern of conventional responsibilities and
expertise;
- Collaborate and seek sustained positive
partnerships with other non-education elements of local government and with
community organizations.
With particular regard to middle
and secondary grades:
- Maintain constant institutional emphasis on
locally tailored efforts to achieve and maintain high rates of pupil
attendance;
- Seek close communication and working
relationships with local employers and post-secondary education institutions.
Local communities have long been supportive of having the
opportunity to contribute to the policy development and operations of
neighborhood schools. Hence, control of the public schools through locally
elected school boards is strongly supported throughout the state. Evidence and
testimony reviewed by this committee reveal numerous local school districts that
are operating efficiently and effectively in promoting the achievement of
students. Unfortunately, we have also received testimony and data that indicate
too many schools and school districts have not been as effective in promoting
student achievement as California needs them to be. This unevenness in
school/district performance is of great concern to the committee. We believe
that some of it can be addressed by assigning a set of responsibilities and
authority to local school boards that are clear and aligned with the goals
California has set for its public education system as a whole. The foregoing
list highlights those responsibilities we believe to be among the most important
to successful implementation of this Plan.
RECOMMENDATION 35
To enhance efficiency and educational effectiveness of public
schools, the smallest one-third of public school districts, as defined by
Average Daily Attendance (ADA), should be eliminated through locally-determined
consolidation and/or unification within a prescribed time period. The State
should initiate an examination of effective incentives to encourage remaining
school districts to adopt a unified K-12 district structure. Based on this
inquiry, the State should provide the recommended incentives for all school
districts to adopt unified structures throughout the state. There is a
great deal of support for small schools, and we have heard compelling testimony
about how well local schools and school boards work together in some areas of
the state. We have also learned that positive collaboration between schools and
school boards is not restricted to small districts. A major concern of the
committee is structural arrangements within our public schools that perpetuate
‘silo’ approaches to education delivery rather than the more aligned
and collaborative approach we advocate. We believe our vision of a cohesive
system of schools, colleges, and universities requires that we advocate for
unified school districts throughout the state and provide incentives for local
communities to embrace this concept in the organization of their local schools.
It also reinforces the goal of achieving course alignment and articulation
across grade levels. In addition, providing high quality education is a costly
undertaking, and the State is well advised to seek cost efficiencies wherever
possible so as to be able to meet its obligations to adequately fund teaching
and learning activities.
RECOMMENDATION 36Unified
school districts should be given the opportunity to exercise a degree of firmly
established local control, protected from encroachment by state laws, through an
amendment to the state constitution permitting those districts to adopt limited
“home rule” authority by votes of their electorates in a manner
similar to that long authorized in the constitution for cities and counties.
Although local control is strongly favored politically, the Legislature
nevertheless can and does frequently create new laws controlling various matters
that had until then been matters of local discretion. A constitutional
“home rule” provision for school districts could limit that problem,
but to have a chance of success it would have to very carefully spell out a
limited set of matters which districts could control. To avoid legal confusion
that might result from different “home rule” ordinances on the same
subject matter in districts with overlapping boundaries, the “home
rule” authority would also have to be limited to unified districts –
but could then function as an incentive to unification. Additionally, any new
local taxation authority (see Recommendation 37) could logically be restricted
to “home rule” districts, since implementation of the “home
rule” authority would require a vote of the people in and of
itself.
Postsecondary
Education
For the past 42 years, California’s
postsecondary education enterprise has been guided by the
Master Plan for
Higher Education, which differentiated the missions to be pursued by each
public college and university system, defined the pools from which they would
select their freshman population, and established a mechanism for coordination,
planning, and policy development. We have reviewed the performance of each of
the governing boards and have heard testimony about the relative strengths and
weaknesses of each. A particular concern of the Joint Committee is the
incomplete information available on institution and system performance and
student achievement. We believe all three public postsecondary education
systems should be
required to participate in data collection
specified by the state for evaluating the performance of education institutions.
While the Joint Committee has some concerns about the responsiveness of the
Board of Regents – especially with respect to its reluctance to provide
some of the data necessary to enable the State to conduct effective long-range
planning, as well as its resistance to engage in applied research that is
responsive to State priorities – we find no compelling reason to alter the
powers, responsibilities or structure of the Regents as specified in the
California constitution. Similarly, we believe that the structure, powers, and
responsibilities of the Trustees of the California State University are not in
need of modification at this time. However, we believe the Board of Governors
for the California Community Colleges requires modification to elevate its
powers, structure, and responsibilities commensurate with that assigned to the
CSU Board of Trustees. Our recommendation in this regard is provided
below.
California also has an extensive array of regionally accredited
not-for-profit independent colleges and universities that make a substantial
contribution to meeting the postsecondary education needs of Californians. They
should continue to be considered a vital part of California’s education
system. In addition, California provides state approval to approximately 230
unaccredited, private, degree-granting institutions and nearly 2,500 private
postsecondary vocational schools in the state. These institutions have been
separately regulated and operate apart from California’s education system.
We believe both sets of non-public institutions should be explicitly
incorporated into California’s vision for a student focused education
system and subject to similar expectations for quality and measures of student
achievement. We offer the following recommendations to achieve this
end.
RECOMMENDATION 37The California Community College
Board of Governors should be reconstituted as a public trust responsible for
overall governance, setting system policy priorities, budget advocacy, and
accountability for a multi-campus system. The California Community College
system has suffered from fragmentation for decades stemming from governance
responsibilities’ having been assigned by statute to local boards of
trustees, now 72 in number, and designation of the California Community Colleges
Chancellor’s Office as a state agency, subject to oversight by a variety
of other state agencies. In addition to personnel salaries and actions being
subject to approval by the Department of General Services, the State Personnel
Board, and the Governor (in the case of senior staff appointments), policy
priorities adopted by the Board of Governors cannot be enforced without
triggering the state mandates clause of the California constitution –
effectively neutralizing the Board of Governors’ ability to govern the
system. The result is highly unequal performance and highly unequal
opportunities to learn afforded to students enrolled in community colleges
throughout the state.
The community college system, to be effective,
needs a clear statement of functions and authority for the Board of Governors
and the local boards of trustees. This assignment of respective functions
should clarify that it is the responsibility of the Board of Governors to ensure
the performance of such duties as system governance, establishing statewide
policy, negotiating funding, managing, and setting accountability standards for
all the colleges collectively. The committee is also concerned about the number
and size of local districts, both in terms of capacity to maintain quality
teaching and learning opportunities for all students and the containment of
costs of administrative oversight of the colleges. To address these concerns,
we offer the following additional recommendations:
RECOMMENDATION 37.1
– The membership of the Board of Governors should be modified to include
the Governor, the Superintendent of Public Instruction, the President
Pro-tempore of the Senate, and the Speaker of the
Assembly.RECOMMENDATION 37.2 - The responsibilities of the
California Community College Board of Governors should be defined as the
following:
- Exercise general supervision over, and
coordination of, the local community college districts;
- Provide leadership and direction through
research and planning;
- Establish minimum conditions and standards
for all districts to receive state support and to function within the
system;
- Establish specific accountability measures
and assure evaluation of district performance based on those measures;
- Approve courses of instruction and
educational programs that meet local, regional, and state needs;
- Administer state operational and capital
outlay support programs;
- Adopt a proposed system budget and
allocation process;
- Ensure system-wide articulation with other
segments of education; and
- Represent the districts before state and
national legislative and executive
agencies.
RECOMMENDATION 37.3 - The responsibilities of
the California Community College local boards of trustees should be defined as
the following:
- Establish, maintain, and oversee the
colleges within each district;
- Assure each district meets the minimum
conditions and standards established by the Board of Governors;
- Establish policies for local academic,
operations, and facilities planning to assure accomplishment of the statutory
mission within conditions and standards established by the Board of
Governors;
- Adopt local district budgets;
- Oversee the procurement and management of
property;
- Establish policies governing student
conduct; and
- Establish policies to guide new course
development, course revision/deletion, and curricular
quality.
RECOMMENDATION 37.4 - The CCC Board of
Governors should have the same degree of flexibility and authority as that of
CSU/UC, including the authority to appoint/approve senior staff of the Board of
Governors.
RECOMMENDATION 37.5 - A state assessment should be
conducted on the value of and need for restructuring of local districts, with
attention to the size and number of colleges in a district, as well as the scope
of authority that should be assigned to each district. Should this assessment
find restructuring valuable and desirable, incentives should be provided to
encourage
restructuring.
Preschool-University
RECOMMENDATION
38
The State should direct the California Community Colleges and
California Department of Education to collaborate in developing a transition
plan to consolidate administrative oversight for adult education within the
community college system and should submit that plan to the Legislature for
adoption. We have reviewed staff analysis and testimony from adult
education providers and remain concerned about California’s ability to
achieve the desired level of accountability while administrative responsibility
remains bifurcated. We believe there is merit to locating administrative
oversight for adult education with the community colleges. There is no
statutory requirement for adults to attend adult schools – it is an
entirely voluntary undertaking – therefore, there exists a structural
disjuncture between the K-12 education system and adult education. Community
colleges have been structured to provide educational and training services to
adults who voluntarily seek to improve themselves and their future prospects.
Their mission includes workforce preparation as well as basic skills and
citizenship training. They are accordingly well positioned to provide effective
oversight of this valuable component of our educational delivery system and are
experienced in locating services in community locations convenient to the adults
who seek and can benefit from them. The relocation of administrative
responsibility for adult education would not require that all services be
delivered through community college sites. Indeed, we believe it would be wise
to continue utilizing current venues for delivery of adult education services
and contracting, where necessary, to continue delivery of adult education
services without significant disruption from the administrative
change.
RECOMMENDATION 39
The Legislature should replace
the California Postsecondary Education Commission (CPEC) with a new California
Education Commission (CEC). The CEC should have as its primary
functions:
- Providing policy and fiscal advice, based
on data analysis, that represents the public interest in California’s
education system, pre-kindergarten through university;
- Approving postsecondary education programs
for public and state-approved private postsecondary degree-granting
institutions; and
- Reviewing and approving new public campuses
We strongly reaffirm the vital importance of statewide
planning and coordination of California’s multiple sectors of education
– the functions which CPEC was created to perform, following the 1973-74
review of the Master Plan for Higher Education. Maintaining a
separate commission on postsecondary education and creating a distinct one for
K-12 schools and pre-school would be inconsistent with our vision of a cohesive
system of education and the need to be attentive to cost effectiveness; we
believe that a single entity should be established with responsibility for all
levels of education. Additionally, witnesses testified that a structural
conflict exists when a single entity is responsible both for coordination, which
requires candid exchange of critical information, and for planning, for which
the entity can, and perhaps should, use that information to the detriment of its
providers. The result of that conflict has been demonstrated in at least
limited instances by the withholding of information necessary for either
effective state planning or coordination. CPEC has also been stymied in its role
as coordinator of postsecondary education, largely because it does not have the
authority or capacity to carry out the many responsibilities assigned to it by
law, and, to a lesser extent, because its composition brings too many vested
interests together to govern themselves. Accordingly, we further
recommend:
RECOMMENDATION 39.1 – The membership of the
California Education Commission should consist of nine lay representatives
appointed equally by the Governor, the Speaker of the Assembly, and the
President Pro-tempore of the Senate.
RECOMMENDATION 39.2 –
The California Education Commission should be vested with sufficient authority
to obtain from all education and state entities the data necessary to perform
short- and long-range planning to inform education policy and fiscal
decision-making by the Legislature and the
Governor.
RECOMMENDATION 40
The responsibility for
coordination of California’s education system, preschool through
university, should be assigned to the Office of the Governor. Lack of
coordination among the State’s multiple education agencies is the largest
systemic governance problem in California. Coordination is necessary not only
among the postsecondary segments, but between K-12 and postsecondary education,
as well as between preschool and K-12. To ensure that this coordination
function will be carried out, it should be placed in the office having ultimate
accountability for and the greatest power over multiple segments; as discussed
previously, that office is the Governor’s.
RECOMMENDATION
41
The State should designate an objective, independent entity as
the statewide education data repository and charge it with sole responsibility
for gathering and maintaining the comprehensive data for all of
California’s education system, preschool through university. The
development of rational public policy for education requires the availability of
data on which to base judgments of program effectiveness, policy and fiscal
needs, demographic data, and other critical information. These data should
incorporate, but not be limited to, student, personnel, facilities, and
instructional materials information. California’s many agencies currently
gather and maintain significant amounts of data related to education, but their
data collection efforts are fragmented; often data on similar elements are
gathered pursuant to differing data standards, such that the information cannot
be integrated in a manner that can serve public policy interests. We believe
these many data can enable a complete understanding of the current and
anticipated conditions of our education system only if they are gathered
pursuant to common standards and maintained comprehensively within a single
entity. The objectivity of this entity should be maintained by assigning
it only the gathering and maintenance functions necessary to serve as a
repository, and assigning it no functions related to the use or analysis
of data. Staff analysis and testimony received by the committee affirm
the need for an independent entity to be assigned responsibility for data
collection and maintenance but cast doubt upon the ability of any existing
entity to assume this responsibility, due to perceived conflicts of functions in
each of those entities.
RECOMMENDATION 42
All oversight
of state-approved and accredited private colleges and universities offering
academic degrees at the associate of arts level or higher should be transferred
from the Department of Consumer Affairs to the California Education Commission,
to ensure the quality and integrity of degrees awarded under the auspices of the
State of California. California has an enviable reputation for the quality
of its regionally accredited public and independent colleges and universities.
That reputation for quality does not extend to the private, non-accredited
sector, a fact that led to enactment of the Private Postsecondary and Vocational
Education Act in 1989. One of the explicit goals of that legislation was to rid
California of the unwanted title of “Diploma Mill Capital” of the
country. Substantial progress was made in establishing the credibility of this
sector under the Council for Private Postsecondary and Vocational Education,
established by the Act as the oversight agency. Reauthorization of this
legislation in 1998 transferred this responsibility to a newly created Bureau of
Private Postsecondary and Vocational Education, in the Department of Consumer
Affairs. We are concerned that this change has once again called into question
the integrity of degrees offered by this set of institutions and, equally
important, further frustrates the ambitions of students who seek to move between
these institutions and regionally accredited public and independent
institutions. Moreover, the Governor has proposed that vocational and workforce
preparation programs should be consolidated to achieve greater coordination and
common standards for assessing performance. We believe there is merit to
further consideration of this proposal and therefore suggest no change at this
time for unaccredited vocational schools. Accordingly, we offer the following
additional recommendations:
RECOMMENDATION 42.1 – Degrees
offered by state-approved and accredited private colleges and universities
should be subject to the same program approval process used to review and
approve new programs proposed by public colleges and
universities.
RECOMMENDATION 42.2 – The California Education
Commission should develop standards to promote articulation, when appropriate,
and to foster collaborative shared use of facilities and instructional equipment
between state-approved private colleges and universities awarding academic
degrees and regionally accredited public and independent colleges and
universities.
RECOMMENDATION 42.3 – State-approved and
accredited private colleges and universities should be prohibited from
representing themselves as awarding academic degrees within the State of
California unless their degree programs have been approved by the California
Education Commission, or are otherwise exempt.
RECOMMENDATION 42.4
– The California Education Commission should be designated as the State
approval agency for veterans' institutions and veterans' courses, and should
have the same powers as are currently conferred on the Director of Education by
Section 12090 et seq. of the Education Code, to enter into agreements and
cooperate with the United States Department of Veterans Affairs, or any other
federal agency, regarding approval of courses, and to approve and supervise
institutions that offer courses to
veterans.